RecruitAbility is looking for CFO/CCO  (Chief Financial Officer/ Chief Compliance Officer) for a growing Investment Management partner based in Austin, TX. Do you have the goods?

Who You Are:
You are a CFO that has experience dealing with the compliance side (CCO) of the house in an SEC-regulated environment.

Additionally:

  • You are an experienced finance and accounting leader that enjoys being is over IT and HR. 
  • You have experience handling the important factors that ensure your company stays SEC compliant
  • You have previous experience working with regulatory agencies 
  • You have experience handling the accounting and financials for an RIA (Registered Investment Advisor) Firm. 
  • You have the experience and ability to scale for a very high level of growth

Does that sound like you? Then please, keep reading.

What You’re Capable Of:
The CFO/CCO candidates we are looking for have been responsible for:

  • Experience in a similar role with a PE/VC firm
  • Strong compliance management 
  • Experience with the duties above. 
  • On the CFO side, this role will be responsible for 
    • Finance (budget & forecasting, portfolio valuations, cash flow management, audits, and tax reporting
    • Human Resources (payroll and benefits)
    • Investor Relations (reporting, regular communications, investor conference)
    • Technology (oversee all technology)
  • On the CCO side, this role will be responsible for
    • Processes and procedure for a Registered Investment Advisor w/ the SEC
    • Security best practices related to PII, wires, etc. 
    • Regulatory filings 
    • Interactions with any regulatory agencies

What You’ve Have:
This position requires you to have the following:

  • Bachelors degree in Finance or Accounting 
  • Experience in a similar role with a PE/VC firm
  • Strong compliance management 

This CFO position is targeting a base salary of $175 – 200k + additional compensation